We are registered with the state of Florida through the Financial Industry Regulatory Authority (“FINRA”) website and our CRD# is 165148, Brennan’s personal CRD# is 5943027, and Ryan’s personal CRD# is 6115812. If you go to the FINRA broker check website, http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/ you will locate Merrell Brothers, LLC.
Advisors use Form ADV to register as an investment advisor with both the Securities and Exchange Commission (“SEC”) and state securities authorities. The form consists of two parts. Part 1 requires information about the investment adviser’s business, ownership, clients, employees, business practices, affiliations, and any disciplinary events of the advisor or its employees.
Part 2A requires investment advisors to prepare narrative brochures written in plain English that contain information such as the types of advisory services offered, the advisor’s fee schedule, disciplinary information and conflicts of interest. The brochure is the primary disclosure document that investment advisors provide to their clients. You can view both Part 1 and 2 on the SEC’s website at www.adviserinfo.sec.gov or ADV Part 2A or clicking the link below. Before you hire someone to be your investment advisor, always ask for, and carefully read, both parts of the advisor’s Form ADV.
Link to Finra Broker Check: http://brokercheck.finra.org/